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picture1_Sebi Act Pdf 95039 | E2022 Jo2021765 Pdf


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 116x       Filetype PDF       File size 0.46 MB       Source: sat.gov.in


File: Sebi Act Pdf 95039 | E2022 Jo2021765 Pdf
BEFORE THE SECURITIES APPELLATE TRIBUNAL MUMBAI Date of Decision:04.01.2022 Appeal No.765 of 2021 Ms. Suhanika Chourey Partner Wealth Management Research Ward No.15, Makan No.11, Near ...

icon picture PDF Filetype PDF | Posted on 19 Sep 2022 | 2 years ago

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...Before the securities appellate tribunal mumbai date of decision appeal no ms suhanika chourey partner wealth management research ward makan near old janta school malviyaganj itarsi m p appellant versus and exchange board india sebi bhavan bkc plot c a g block bandra kurla complex east maharashtra respondent mr s abhishek mishra practicing company secretary for khare advocate with sharvil kala i b legal coram justice tarun agarwala presiding officer t joshi judicial member per oral present has been filed against order dated st august imposing penalty rs lakhs under section ha hb act hereinafter referred to as violation read regulation investment advisers regulations ia also provisions prohibition fraudulent unfair trade practices relating market pfutp sections facts leading filing is that partnership firm was created by two others carrying out advisory th activities business started on january in four months they had about clients generated complaint february lodged appellants unauthor...
								

							

						
	
												
				
					
					
					
			
					
				
				
		
	

	
		





	

	
				

						

						
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										Category:  Uncategorized / Uncategorized 
										
Posted on: 19 Sep 2022 | 2 years ago
										
										
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Filetype: PDF
										
File size: 0.46 MB
										
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												Wan learn