Act Therapy Pdf 95179

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File: Act Therapy Pdf 95179 | Mifid 2 Ch

the european commission and the european parliament agreed on the updated markets in financial instruments directive mifid 2 and on the markets in financial instruments regulation mifir on 15 april ...

Filetype PDF | Posted on 19 Sep 2022 | 2 years ago

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...The european commission and parliament agreed on updated markets in financial instruments directive mifid regulation mifir april are not directly applicable to non eu countries however has introduced a specific regime for investment firms which provide cross border services clients see early considerations managers among indirectly impacted by this is likely have significant consequences switzerland particular amongst swiss banks securities dealers independent asset other intermediaries what impact will amend its current legislation order ensure that institutions including unfettered access market below act contrast present partial supervision as mainly concerns anti money laundering would be required subject global overall regulations guarantee level of protection investors equivalent provisions regulatory supervisory framework need comply with standards failure these requirements result refusal authority esma issue so called equivalence decision enable registered based eligible count...

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Posted on: 19 Sep 2022 | 2 years ago
Tag: download pdf, mifid,
Filetype: PDF
File size: 0.17 MB
Views: 176x
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