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personality and social psychology review copyright 2003 by 2003 vol 7 no 4 349 361 lawrence erlbaum associates inc the group engagement model procedural justice social identity and cooperative behavior ...

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                         Personality and Social Psychology Review                                                          Copyright © 2003 by
                         2003, Vol. 7, No. 4, 349–361                                                                      Lawrence Erlbaum Associates, Inc.
                             The Group Engagement Model: Procedural Justice, Social Identity, and
                                                                          Cooperative Behavior
                                                                                   Tom R. Tyler
                                                                             Department of Psychology
                                                                                 New York University
                                                                                 Steven L. Blader
                                                                               Stern School of Business
                                                                                 New York University
                                           The group engagement model expands the insights of the group-value model of pro-
                                           cedural justice and the relational model of authority into an explanation for why
                                           procedural justice shapes cooperation in groups, organizations, and societies. It hy-
                                           pothesizes that procedures are important because they shape people’s social iden-
                                           tity within groups, and social identity in turn influences attitudes, values, and be-
                                           haviors. The model further hypothesizes that resource judgments exercise their
                                           influence indirectly by shaping social identity. This social identity mediation hy-
                                           pothesis explains why people focus on procedural justice, and in particular on pro-
                                           cedural elements related to the quality of their interpersonal treatment, because
                                           those elements carry the most social identity-relevant information. In this article,
                                           wereview several key insights of the group engagement model, relate these insights
                                           to important trends in psychological research on justice, and discuss implications
                                           of the model for the future of procedural justice research.
                            The original goal of social justice research was                         In this article, we put forth a theoretical model
                         to demonstrate the power of justice judgments to                        thatdevelopsfromthefindingsofearliermodelsand
                         shape people’s thoughts, feelings, and actions (Ty-                     shifts in the focus of justice research. Specifically,
                         ler, 2000; Tyler, Boeckmann, Smith, & Huo, 1997;                        wepresenttheoryandresearchonourgroupengage-
                         Tyler & Smith, 1997). Justice studies have, in fact,                    mentmodel,whichdrawstogethertheinsightsofthe
                         continually provided strong and consistent demon-                       group-valuemodelofproceduraljustice(Lind&Ty-
                         strations of support for this basic justice hypothe-                    ler, 1988) and the relational model of authority (Ty-
                         sis. Justice has an impact; it is substantial in magni-                 ler & Lind, 1992) and extends them to understand
                         tude; it is consistently found across a wide variety                    the antecedents of cooperation in groups (Tyler &
                         of group and organizational contexts; and it is dis-                    Blader, 2000). The argument underlying the group
                         tinct from judgments of self-interest or per-                           engagement model is that people’s focus on proce-
                                                                                         -
                         sonal/group gain. This conclusion suggests that in                                                                                      -
                                                                                                 dural justice sheds light on their motivations for en
                         formation about justice is central to people’s                                                                                          -
                                                                                                 gaging in groups, and thus the model explicitly pos
                         evaluations of social situations (Tyler et al., 1997;                   its what those motivations are. In so doing, it
                         vandenBos&Lind,2002).                                                   contributes to our understanding of what people are
                            Justice research has evolved a great deal in the                     seekingwhentheyinvolvethemselvesingroupsand
                         process of developing these insights about the role                     the importance of justice in social settings. The
                                                                                         -
                         of justice in social contexts. Numerous models re                       model also suggests some innovative directions for
                         lated to the justice phenomenahavebeenproposed.                         future research.
                         Someofthesecontinuetoshapethefaceofjustice                                  Because it is important to understand the past to
                                                                                         -
                         researchtoday,whereasothershavefallenintorela                           evaluate new theories and models, we preview our
                                                                                         -
                         tiveobscuritybytheirinabilitytowithstandempiri                          presentation of the model by a discussion of major
                         cal scrutiny. All have contributed to the history of                    shifts in justice research and how they are addressed
                         justice research.                                                       by the group engagement model. We also explicitly
                                                                                                 distinguish the group engagement model from earlier
                            Requests for reprints should be sent to Tom R. Tyler, Depart-        models that contributed to its development, and then
                         ment of Psychology, New York University, 6 Washington Place,            provide a more in-depth treatment of the model and
                         Room 550, New York, NY 10003. E-mail: tom.tyler@nyu.edu                 the propositions it raises for future research.
                                                                                           349
                                                                    TYLER AND BLADER
                          The History of Social Justice Research                 Huo,1997;Tyler&Smith,1997).Thisdoesnotmean,
                                                                                 of course, that people no longer study distributive jus-
                                                                                 tice, but that there is a particularly strong focus in cur
                    The Shift From Distributive to                                                                                     -
                    Procedural Justice                                           rentresearchonissuesofproceduraljustice.Thisfocus
                       Early research on justice focused on the argument         is embodiedinthegroupengagementmodelbythekey
                    that people’s feelings and behaviors in social interac-      role it accords to procedural justice.
                    tions flow from their assessments of the fairness of
                    their outcomes when dealing with others (distributive        The Focus on Treatment Issues in
                    fairness). This hypothesis was widely supported. In          Definitions of Procedural Justice
                    particular, experimental studies showed that people             A second important shift in justice research has
                    were most satisfied when outcomes were distributed           been a change in how procedural justice is defined.
                    fairly (Walster, Walster,&Berscheid,1978).Whatwas            Earlyworkonproceduraljusticewasguidedbythein-
                    moststriking and provocative about these results were        fluential research program of Thibaut and Walker
                    the adverse reactions by those who received more than        (1975). Thibaut and Walker centered their procedural
                    theyfelt they deserved; people did not react well to be-     justice studies on procedures as mechanisms for mak-
                    ing‘over-benefited.’Thisfindingsuggestedthatpeople           ing decisions about the allocation of outcomes. In par-
                    will give up resources and accept less when they be-         ticular, they focused on formal procedures that related
                    lieve doing so is fair.                                      to decision-making processes in legal settings. So
                       Despite the impressive findings of early studies of       Thibaut and Walker linked their discussions of proce-
                    distributivejustice,thefocusofattentionamongjustice          dures primarily to issues of decision making, and in
                    researchershasincreasinglyshiftedawayfromstudying            particulartoissuesofdecisionmakingaboutallocation
                    onlydistributive justice to a focus on people’s distribu-    decisions. Because their procedural models were
                    tive and procedural justice concerns. A number of fac-       rooted in an era in which distributive justice domi-
                    torshavedriventhisshift.First,researchshowsthatdis-          nated, their focus was natural. This context also influ-
                    tributive justice judgments are often biased (e.g.,          enced their theory development, because they linked
                    Messick&Sentis,1985;Ross&Sicoly,1979;Thomp-                  people’s desire for fair procedures to their desire to
                    son&Loewenstein,1992).Thislimitstheutilityofdis-             achieve equitable outcomes. They proposed that peo-
                    tributivejusticeasaconstruct,becausepeoplewilloften          ple value procedural justice (operationalized in their
                    see themselves as deserving more favorable outcomes          research as voice or process control) because it facili-
                    than others see them as deserving. As a result, people       tates decision makers’ ability to make equitable judg-
                    frequentlycannotbegivenwhattheyfeeltheydeserve,              ments.Inotherwords,proceduresarevaluedinsofaras
                    and distributive justice has not proven as useful in re-     theyaffecttheoutcomesthatareassociatedwiththem.
                    solving group conflicts as was initially hoped.                 This focus on decision making in allocation con-
                       A greater focus on procedural justice issues was          texts is no longer true of procedural justice research.
                    also driven by later studies that looked simultaneously      Researchers have increasingly moved their attention
                    at the impact of distributive and procedural justice         away from an exclusive focus on the decision-making
                    judgments and found a predominant influence of pro-          function of procedures to include more attention to the
                    cedural justice on people’s reactions in groups (Alex-       interpersonal aspects of procedures. Those interper-
                    ander&Ruderman,1987;Tyler&Caine,1981).These                  sonal aspects of procedures arise because procedures
                    studies, conducted in settings in which people had in-       are settings within which people are involved in a so-
                    formation about both distributive and procedural jus-        cialinteractionwithoneanother.Thisistrueregardless
                    tice, found that procedural justice judgments play the       ofwhethertheprocedureinvolvesbargaining,amarket
                    major role in shaping people’s reactions to their per-       exchange, team interaction among equals, or a third
                    sonal experiences. More recent research echoes these                                                               -
                                                                                 party procedure with a decision maker, such as media
                    findings about the relative impact of procedural and         tion or a trial.
                    distributive justice concerns (Tyler & Blader, 2000). In        In social interactions there is considerable variation
                    addition, peoplewhowereaskedtotalkaboutpersonal              in the manner in which people treat one another. They
                    experiences of injustice were found to talk primarily        canactpolitely, rudely, respectfully, with hostility, and
                    about procedural issues, in particular about being           soon.Theseaspectsoftheinterpersonalexperienceof
                    treated with a lack of respect when dealing with others      aprocedure—whichoccurinthecontextofaninterac-
                    (Messick, Bloom, Boldizar, & Samuelson, 1985;                                                                      -
                                                                                 tion whose overt purpose is to make a decision to allo
                    Mikula, Petri, & Tanzer, 1990).                              cate resources or resolve a conflict—may also influ-
                       Justice research has followed the path outlined by        ence those who are involved.
                    this evidence because it finds that the primary impact          Anexampleofthisshiftfromanexclusivefocuson
                    on people comes from their judgments about the fair-         decisionmakingtoafocusthatincludesattentiontothe
                    ness of procedures (see Tyler, Boeckmann, Smith, &           interpersonal quality of the interaction can be found in
                    350
                                                               JUSTICE, IDENTITY, AND BEHAVIOR
                      the literature on voice or process control. In the early      findingsaboutwhatimpactsthepeopletheystudy.This
                      workofThibautandWalker(1975),theopportunityto                 has led them to increasingly turn their research toward
                      presentevidencewaslinkedtothedesiretoinfluencethe             exploring interpersonal or interactional aspects of pro-
                      decisions made by third party decision makers. The            cedures—which are reflected in judgments about the
                      valueoftheopportunitytospeakwasdirectlyrelatedto              quality of one’s treatment by others.
                      their estimate of how muchinfluencetheyhadoverthe                Thegroupengagementmodelnotonlyincorporates
                      decision maker. Consequently, in this research people         this shift in the focus of how justice is defined—by in-
                                                                                    corporating quality of treatment issues—but also pro
                      werenotaskedaboutwhethertheyweretreatedpolitely                                                                      -
                      andwithdignity by the decision maker.                         vides a framework for understanding why this class of
                         However,laterstudiesofvoicesuggestedthathaving             procedural criteria has the impact that it does.
                      the opportunity for “voice” had interpersonal or
                      “value-expressive”worththatwasnotlinkedtoanyin                Moving From Anger and Negative
                                                                             -
                      fluence over the decisions made (Tyler, 1987). These          Behaviors to Positive Attitudes–Values
                      studies showed that people still rated a procedure to be      and Cooperative Behaviors
                      morefairiftheyhadvoice,eveniftheyknewthatwhat                    Earlyresearchonjusticewasrootedintheliterature
                      theysaidhadlittleornoinfluenceonthedecisionsmade              onrelative deprivation, a literature whose origins lie in
                      (Tyler, Rasinski, & Spodick, 1985). This was true even        efforts to understand and explain riots and rebellion
                      whentheopportunityforvoicecameafterthedecision                (Crosby, 1976; Gurr, 1970). This focus on negative at-
                      wasalreadymade(Lind,Kanfer,&Earley,1990).These                titudes and behaviors continued in later efforts to un-
                      findings suggest that voice has value beyond its ability      derstand distributive influences on pay dissatisfaction,
                      to shape decision-making processes and outcomes.              employeetheft, sabotage and turnover, and procedural
                         Whatfactorsaredrivingtheinfluenceofvoice,even              effects on resistace to third-party decisions (Tyler &
                      whenitclearlycannotaffecttheeventualoutcomeorde-              Smith, 1997). However, recent research on procedural
                      cision?Ifanauthoritylistenstopeople’sarguments,we             justice has increasinglyfocusedonmoreprosocialout-
                      mighthypothesizethatpeoplethinkthattheauthorityis             comes,suchashowtobuildtrust,encourageresponsi-
                      conferringinterpersonalrespectonthatperson.Thisar-            bility and obligation, generate intrinsic motivation and
                      gument was supported by the finding that people only          creativity, and stimulate voluntary cooperation with
                      value such voice opportunities if they feel that the au-      others (Tyler & Blader, 2000). Similarly, there has
                      thority is “considering” their arguments (Tyler, 1987).       been increasing attention to exploring when justice
                      This suggests that people were focused on whether or          motivations encourage people to provide resources to
                      not they had their concerns and needs in the situation        the disadvantaged (Montada, 1995). Interestingly, this
                      treated respectfully by the decision maker, independ-         shift is consistent withashiftthathasbeentakingplace
                      entlyofwhetherornotthecourseofactiontheyrecom-                within psychological research more generally (Snyder
                      mendtoresolvethoseconcernswasadopted.                         & Lopez, 2002).
                         Other research on people’s procedural justice con-            This broadening of the focus of justice research is
                      cerns directly measured people’s focus on the quality         consistent with the group engagement argument that
                      of their interpersonal treatment (“standing” or “status       justice theories provide a basis for understanding peo-
                      recognition”), and found that it had an effect that was       ple’s generalrelationshiptogroups.Thatincludesboth
                      distinct from their interest in the fairness of deci-         people’s negative reactions to injustice and the ability
                      sion-making judgments. Drawing on these findings,                                                                    -
                      the relational model of authority (Tyler & Lind, 1992)        ofjusticetomotivateengagementandcooperation.So
                      explicitly included issues of interpersonal treatment         ciety, after all, does not just want people not to riot or
                      within the framework of procedural justice concerns.          destroy. It also wants them to be happy, creative, and
                      The relational model, therefore, directly recognized          productive.
                      the importance of interpersonal treatment. Subsequent
                      studies confirm that issues of interpersonal treatment                Models of the Psychology of Justice
                      or standing independently shape procedural justice
                      judgments (Tyler, 1988, 1994; Tyler & Huo, 2002).                While continually supporting the basic importance
                         Theseinterpersonalaspectsofprocedureshavebeen              ofpeople’sjusticejudgments,theseshiftsinfocushave
                      foundbyrecentstudiestobesopowerfulintheirimpact               resultedinadramaticchangeinthecharacterofjustice
                      that some researchers have argued that they might po-         researchsincethe1960s.Infact,earlyjusticeresearch-
                      tentially be treated as a separate type of “interactional”    ers mighthavetroublerecognizingmanyrecentjustice
                                                                             -
                      justice (Bies & Moag, 1986; Tyler & Bies, 1990). Re           studiesasbeingaboutjustice—atleastastheyoriginally
                      gardlessofwhetherthequalityofthetreatmentthatpeo-             understoodthatconstruct.Insteadofviewingjusticeas
                      ple experience via procedures is actually considered a        residingintherulesusedinthedistributionofresources
                      distinct form of justice (see Blader & Tyler, 2003a,          in a group, justice is more recently viewed as being
                      2003b), justice researchers have again followed their         strongly linked to quality of treatment issues, such as
                                                                                                                                        351
                                                                                    TYLER AND BLADER
                        treating people with politeness and dignity in social in-                   of procedural justice when dealing with members of
                        teractions.Itisalsofocusedonstimulatingcommitment                           their own groups (Tyler, 1999). The relational model
                        andcooperation, rather than minimizing anger and de-                        predictsthatproceduraljusticewillinfluencereactions
                        structive behaviors.                                                        to authorities, as has been subsequently found by stud-
                            We argue that these changes—which were guided                           ies of legal, political, managerial, familial, and educa-
                        by the empirical results of justice research—can best                       tional authorities (Tyler & Smith, 1997). It further pre
                                                                                                                                                                       -
                        be understood by considering the psychological dy-                          dicts that relational concerns—in particular neutrality,
                        namics underlying justice. That is, they can be ex-                         trustworthiness, and status recognition—will influ-
                        plained by considering the psychological processes                          ence procedural justice judgments, an argument sup-
                        that lead people to react to issues of justice or injustice                 ported by a number of studies (Tyler, 1989, 1994; Ty-
                        whenthey are dealing with others. Much early justice                        ler, Degoey, & Smith, 1996).
                        research was focused on showing that justice matters,                           Howdoesthegroupengagementmodeldifferfrom
                        that is, on demonstrating that people’s thoughts, feel-                     these earlier, empirically supported models? First, the
                        ings, and behaviors are shaped by their justice judg-                       group engagement model is broader in its scope. The
                        ments,suggestingthatinformationaboutjusticeiscen-                           objective of the model is to identify and examine the
                        tral to people’s evaluationsofsocialsituations(Tyleret                      antecedents of attitudes, values, and cooperative be-
                        al., 1997; van den Bos & Lind, 2002). However, to de-                       havior in groups. Hence, the group engagement model
                        velop a deeper understanding of why these effects                           broadens the focus of justice studies and its predeces-
                        emerge—andwhytheshiftsinresearchfocuswehave                                 sormodelsofjusticebypositingageneralmodelofthe
                        outlined have occurred—we need to pay attention to                          relationship between people and groups. In trying to
                        the psychology underlying justice.                                          understand the precursors of people’s engagement in
                            Several models have been proposed to understand the                     their groups, it identifies and examines a much broader
                        psychologyunderlyingproceduraljustice. We will be fo-                       set of variables—and dynamics between those vari-
                        cusing here on a set of models that share an emphasis on                    ables—than earlier justice models.
                        the relational implications of justice evaluations. These                       Second, several new ideas and hypotheses flow
                        models represent a significant systematic research pro-                     from the group engagement model. It predicts that
                        gramdesignedtounderstandthepsychologyofjustice.In                           identity judgments will be the primary factors shaping
                        particular, we will be presenting our group engagement                      attitudes, values, and cooperative behaviors in groups.
                        model, which integrates the insights of the earlier group                   Second, it predicts that resource judgments will most
                        value (Lind & Tyler, 1988) and relational models (Tyler                     strongly influence attitudes, values, and discretionary
                        &Lind,1992)andextendsthoseinsightsintoanexplana-                            cooperative behaviors in groups through their indirect
                        tion for why procedural justice shapes cooperation in                       influence on identity judgments, rather than directly.
                        groups, organizations, and societies. The relationship                      Third, it predicts that the primary antecedent of iden-
                        amongthese three models is shown in Table 1.                                tity judgments will be judgments about the procedural
                            The models differ first in their focus. The                             justice of the group. Fourth, it predicts that status judg-
                        group-valuemodelfocusesontheantecedentsofjudg-                              mentsaboutprideandrespectwillshapeidentification
                        ments of procedural justice. The relational model ex-                       withthegroup.Eachofthesenovelpredictionsiselab-
                        plores the factors shaping reactions to authorities. The                    orated on in the next section.
                        modelsalsodifferintheirpredictions.Thegroup-value
                        modelpredicts that noninstrumental factors will influ-
                        ence procedural justice judgments, a prediction con-                                     The Group Engagement Model
                                                                                           -
                        firmed both by findings of noninstrumental voice ef
                        fects (Lind, Kanfer, & Earley, 1990; Tyler, 1987), and                          As noted, the key objective of the group engage-
                        by demonstrations that people care more about issues                                                                                           -
                                                                                                    ment model is to understand what shapes the relation
                        Table 1. Comparison of Models of Procedural Justice
                        Model                                    Focus of Concern                                       Value Added by Model
                        Group-value model                Procedural justice judgments           Noninstrumental factors influence judgments about procedural justice
                        Relational model                 Authority relations, leadership        Procedural justice shapes reactions to authorities
                                                                                                Relational concerns (neutrality, trustworthiness, standing and status
                                                                                                    recognition) shape judgments about procedural justice
                        Group engagement model           Attitudes, values, and cooperative     Identity judgments directly shape attitudes, values, and cooperative behavior
                                                              behavior in groups                Resource judgments influence attitudes values, and discretionary
                                                                                                    cooperative behavior primarily through their influence on identity
                                                                                                    judgments
                                                                                                Procedural justice shapes identity judgments
                                                                                                Pride and respect influence identification with the group
                        352
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...Personality and social psychology review copyright by vol no lawrence erlbaum associates inc the group engagement model procedural justice identity cooperative behavior tom r tyler department of new york university steven l blader stern school business expands insights value pro cedural relational authority into an explanation for why shapes cooperation in groups organizations societies it hy pothesizes that procedures are important because they shape people s iden tity within turn influences attitudes values be haviors further hypothesizes resource judgments exercise their influence indirectly shaping this mediation pothesis explains focus on particular elements related to quality interpersonal treatment those carry most relevant information article wereview several key relate these trends psychological research discuss implications future original goal was we put forth a theoretical demonstrate power thatdevelopsfromthefindingsofearliermodelsand thoughts feelings actions ty shifts sp...

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