securities and exchange commission sec rules and regulations pursuant to investments and securities act isa of 1999 1 securities and exchange commision rules and regulations introduction in order to effectively ...
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...Securities and exchange commission sec rules regulations pursuant to investments act isa of commision introduction in order effectively efficiently carryout the objectives regulation as embedded has prescribed this provides participants regulated persons capital market with more precise notice what is expected them conduct will be sanctioned also promotes fairness equality treatment among similarly situated recognizes that adoption formal rule making process efficient than case by adjudication because it can resolve a multiplicity issues single proceeding clear general produce rapid uniform compliance affected firms or individuals protection grants specific authority however exercising adopted consultative procedure whereby inputs comments are obtained from subject its jurisdiction present was subjected operators other before final made up twelve parts i e l seven schedules contains both applications governing exchanges offered for sale subscription mergers acquisitions combinations co...