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picture1_Slideshare Management 75894 | 03 1 Gunilla Borer Effective Supervision Ingles


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File: Slideshare Management 75894 | 03 1 Gunilla Borer Effective Supervision Ingles
various objectives of supervisory activities ensure compliance with statutory requirements e g capital assess risks of a company assess management and controls of a company respond to problems identified deal ...

icon picture PPT Filetype Power Point PPT | Posted on 02 Sep 2022 | 4 years ago
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...Various objectives of supervisory activities ensure compliance with statutory requirements e g capital assess risks a company management and controls respond to problems identified deal requests for approval information etc monitor industry developments take action where necessary that companies challenges in planning allocation resources prioritisation off site monitoring or on inspection reliance external experts auditors actuaries lawyers traditional versus risk based approach supervision ensuring safety soundness financial institutions by devising comprehensive set rules good behaviour apply all can be enforced law examples solvency investment applying sanctions degrees moving from principles one size fits are less effective modern complex principle best practice needs focus practices need identify the key evaluating significance these limits review large extent some place otherwise no predictability accountability minimum room personal discretion could care problem usually describ...

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