Memorandum of Understanding European Securities and Markets Authority and United States Securities and Exchange Commission Memorandum of Understanding Related to ESMA’s Assessment of Compliance and Monitoring of the Ongoing ...
Filetype PDF | Posted on 19 Sep 2022 | 2 years ago
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...Memorandum of understanding european securities and markets authority united states exchange commission related to esma s assessment compliance monitoring the ongoing with recognition conditions by certain clearing agencies established in view central counterparties ccps u registered sec as defined below having applied or that may apply for third country pursuant article regulation eu no parliament council july on otc derivatives trade repositories emir each together authorities have reached this mou regarding arrangements cooperation covered set out equivalence decision collectively well reviews tiering regulatory supervisory developments countries respect light relevant responsibilities under adopted determining i legal ensure comply legally binding requirements which are equivalent provided fulfil ii subject effective supervision enforcement an basis iii framework provides system authorized regimes b shall monitor implementing acts been addition accordance monitors a regular evoluti...