jagomart
digital resources
picture1_Technology Pdf 55094 | 20200306e1a1


 127x       Filetype PDF       File size 0.05 MB       Source: www.hkma.gov.hk


File: Technology Pdf 55094 | 20200306e1a1
annex sound risk management practices for algorithmic trading the hkma undertook a round of thematic examinations focused on algorithmic trading algo trading in 2019 this note sets out the hkma ...

icon picture PDF Filetype PDF | Posted on 21 Aug 2022 | 4 years ago
Partial capture of text on file.

						
									
										
									
																
													
					
The words contained in this file might help you see if this file matches what you are looking for:

...Annex sound risk management practices for algorithmic trading the hkma undertook a round of thematic examinations focused on algo in this note sets out s expectations ais activities including some adopted by more advanced institutions as observed governance and oversight proper frameworks should put place overseeing managing risks associated with ensuring that these are within their appetite have established dedicated bodies comprising representatives from all major functions involved e g front office control function finance information technology operations provided sufficient other reports incident to facilitate senior compliance receive adequate training regular basis get acquainted so they able raise sensible challenges throughout development testing implementation algorithms addition given specific nature set clearly respective roles responsibilities first second third line defence related cases where underlying or systems headquarters local do not undue reliance but actively thr...

no reviews yet
Please Login to review.