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...Wsp checklist written supervisory procedures review the is an outline of selected key topics representative range business activities typically proposed by applicants seeking approval to become finra members or expand their existing securities under nasd membership and registration rules note though part current manual these have not yet been consolidated please see httpwwwfinraorgindustryregulationfinrarules for more information as application process are required submit a completed together with copy wsps staff reviews in conjunction its determination whether applicant meets standards admission specified rule that allinclusive does necessarily represent all areas inquiry will make when evaluating full extent s evaluation depend on number factors including precise nature addition advised acceptance firm during safe harbor respect potential deficiencies among other things actually conducted manner which implemented followed updates revises reflect operating experience change both regul...