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picture1_Mifid Annex Form


 111x       Filetype DOCX       File size 0.20 MB       Source: www.fca.org.uk


File: Mifid Annex Form
1 general information application for authorisation mifid annex legal name of applicant firm important information you should read before completing this form this mifid annex can be used to provide ...

icon picture DOCX Filetype Word DOCX | Posted on 07 Aug 2022 | 3 years ago
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...General information application for authorisation mifid annex legal name of applicant firm important you should read before completing this form can be used to provide required by the rts under ii as defined below part an known a permission enable us assess whether satisfies conditions threshold cond we will only authorise if are satisfied that it meets these need process and prepare ongoing supervision such relating fees prudential categories please keep copy your completed forms any supporting documents include in pack future reference when providing specified refer both head office its potential branches tied agents articles see article notes accompany help complete questions they also explain why require requested fca processes personal data line with requirements uk protection regulation eu act further about way use collected our privacy notice available on website www org is accurate knowingly or recklessly giving which false misleading material particular may criminal offence se...

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