Certification Pdf 118484 | 2011 0040 Policy Sebi Notification On Nism Seriesvi

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File: Certification Pdf 118484 | 2011 0040 Policy Sebi Notification On Nism Seriesvi

sebi notification on nism series vi depository operations certification examination dated march 29 2011 the gazette of india extraordinary part iii section 4 published by authority new delhi march 29th ...

Filetype PDF | Posted on 07 Oct 2022 | 2 years ago

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...Sebi notification on nism series vi depository operations certification examination dated march the gazette of india extraordinary part iii section published by authority new delhi th securities and exchange board mumbai under regulation associated persons in markets regulations f no lad nro gn terms sub is empowered to require any category as defined obtain requisite s accordingly it notified that with effect from date this engaged or employed a registered participant dealing interacting clients b c handling redressal investor grievances d internal control risk management e activities having bearing operational maintenance books records pertaining above shall have national institute passing hereinafter referred doce mentioned communique press release february provided ensure all such within two years said further who engages employs person after obtains one year his employment an possesses following certificates be exempted requirement till validity nse financial nsdl module stock lim...

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Category: Uncategorized / Uncategorized
Posted on: 07 Oct 2022 | 2 years ago
Tag: download pdf, 2011, 0040, policy, sebi, notification, nism, seriesvi,
Filetype: PDF
File size: 0.09 MB
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